Your responsibilities:
- Leading a team of client facing compliance services professionals
- Responsible for the local AML and RC functions for clients (subject to a no objection/approval by the local regulator, the CSSF) ensuring a robust AML and regulatory compliance process
- Developing and implementing a client compliance framework that is compliant with laws and regulations and takes into account the Group risk appetite and Group risk management framework
- Ensuring that policies and procedures meet applicable Financial Crime and Regulatory legislation and CSSF requirements
- Performing ad hoc risk-related projects
- Assisting with the development of a client focused compliance strategy and framework
- Maintaining an awareness of likely regulatory change across the jurisdictions that may impact the group
Your profile:
- A suitable degree (preferred) as well as relevant compliance qualifications
- At least 8 – 12 years relevant finance industry experience with minimum of 7 years working at Senior level within a professional financial services organisation
- Excellent knowledge of funds, fund regulations as well as AML/CFT rules and regulations
- Already CSSF approved RC for would be an asset
- Fluent in English (written and spoken)
- Well experienced with legal and regulatory framework as they apply to fund administrators and funds as well as related to corporate administration
- Understanding of compliance related Risk Management
If you are interested in this position and meet the job requirements of our client, please forward your CV + salary expectations to careers@dexter-international.com.
We look forward hearing from you!
Your Dexter Team